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Understanding Special Rupee Vostro Accounts: Benefits and Framework for INR Trade

Introduction

The updated framework for international trade settlement in Indian Rupees (INR) introduces the Special Rupee Vostro Account (SRVA), creating a complementary system alongside existing arrangements that utilize freely convertible currencies. This new mechanism aims to reduce reliance on hard currencies while maintaining financial stability.

Overview of Special Rupee Vostro Accounts (SRVAs)

The SRVAs differ from regular Rupee Vostro Accounts by requiring prior approval from the Reserve Bank of India (RBI). Banks intending to open SRVAs must demonstrate robust financial health, a history of facilitating trade, and strong relationships with correspondent banks. Settlement rates are determined based on market conditions, frequently utilizing cross-currency rates.

Benefits of SRVAs

SRVAs allow Indian exporters and importers to settle transactions in INR, thereby minimizing exchange rate risks. The balances maintained in SRVAs can be:

  • Repatriated in convertible or trading partner currencies.
  • Utilized for foreign direct investment (FDI) or external commercial borrowings.
  • Invested in government securities or other mutually agreed instruments.
  • Hedged following regulatory guidelines.

Regulatory Framework

This system applies broadly, not targeting specific nations, and is integral to India's strategy for promoting the use of INR in global trade. Authorized Dealer (AD) banks in India are tasked with transaction reporting, with the ability for multiple SRVAs to be opened per foreign bank or trading partner, thus strengthening trade resilience and financial stability.

Frequently Asked Questions (FAQs)

Q 1: What distinguishes the Special Rupee Vostro Account (SRVA) from the existing Rupee Vostro Account under the Foreign Exchange Management (Deposit) Regulations, 2016?

Answer: The SRVA is an additional arrangement for settling international trade in INR and requires prior RBI approval, unlike the standard Rupee Vostro Account.

Q 2: What is the innovative aspect of this arrangement?

Answer: The INR settlement mechanism serves as a supplementary system to existing arrangements, aiming to decrease dependency on hard (freely convertible) currencies.

Q 3: Is RBI approval necessary for opening Special Rupee Vostro Accounts?

Answer: Yes, prior RBI approval is mandatory. The requesting bank must show business resilience, financial soundness, experience in trade or investment transactions, and robust correspondent relationships.

Q 4: What is the concept of Correspondent Banking?

Answer: Correspondent banking serves as an intermediary for transactions, enabling wire transfers, deposit handling, and business transactions on behalf of other banks. It facilitates domestic banks in accessing foreign markets without branch establishment.

Q 5: Is this a bank-to-bank or country-to-country arrangement?

Answer: The SRVA operates as a bank-to-bank arrangement, akin to a correspondent banking relationship.

Q 6: What is the procedure to open a Special Rupee Vostro Account with an Indian AD bank?

Answer: The AD bank must submit the following to the RBI:

  • Details of the arrangement and funds flow with the correspondent bank.
  • An overview of the foreign banks seeking the correspondent relationship.
  • A request letter from the correspondent bank.
  • Due diligence confirmation regarding the correspondent banking relationship per KYC Guidelines.
  • Assurance that the correspondent bank is not associated with jurisdictions identified in the FATF Public Statement.
  • A commitment to adhere strictly to A.P. (DIR Series) Circular No. 10 dated July 11, 2022.
  • Financial parameters for the correspondent bank, which can be requested via email to fedcotrade@rbi.org.in.

Q 7: Can the Indian branch of a foreign bank open an SRVA for its head office or other branches abroad?

Answer: Yes, subject to RBI approval, provided the Indian branch is an AD bank.

Q 8: Can existing Rupee Vostro Accounts serve as SRVAs under the new framework?

Answer: No.

Q 9: Can a foreign correspondent bank maintain multiple SRVAs with different AD banks?

Answer: Yes.

Q 10: Can an AD bank in India open only one SRVA from a foreign country?

Answer: No, an AD bank can open multiple SRVAs for different banks from the same country.

Q 11: How are exchange rates determined?

Answer: Exchange rates are market-determined between the currencies of the two trading partner countries.

Q 12: How is the exchange rate determined when there is no direct quote available?

Answer: If no direct exchange rate exists, the rate is derived from cross-currency rates involving global currencies like USD and EUR, based on market activity.

Q 13: Will this address cross-border payment challenges with specific countries?

Answer: The policy is not country-specific but is part of a broader strategy for increasing INR usage in international trade.

Q 14: Can balances in Special Rupee Vostro Accounts be repatriated?

Answer: Yes, balances can be repatriated in convertible currencies or the currencies of the beneficiary trading partner, based on the underlying transaction.

Q 15: Can income generated from INR balances in the SRVA be repatriated?

Answer: Yes, subject to applicable guidelines and tax regulations.

Q 16: Can SRVA balances be utilized for FDI or external commercial borrowings?

Answer: Yes, SRVA balances represent foreign exchange inflows converted into INR and can be used for permissible transactions under the FEMA framework.

Q 17: In which types of investments can surplus SRVA balances be allocated?

Answer: Surplus balances can be invested in government treasury bills and securities, and other mutually agreed-upon investment avenues compliant with regulations.

Q 18: Can INR balances in SRVAs be hedged?

Answer: Yes, INR exposures can be hedged in line with applicable regulatory guidelines.

Q 19: Is an FPI license required for overseas banks investing in T-bills and government securities from SRVA funds?

Answer: No.

Q 20: Which bank is accountable for reporting cross-border transactions, the AD bank in India or the correspondent bank?

Answer: The AD bank in India is responsible for transaction reporting related to the correspondent bank's SRVA.

Q 21: What benefits does this new mechanism offer Indian traders?

Answer: The settlement in INR reduces exchange rate risk, enhancing predictability for Indian exporters and importers.

Conclusion

The introduction of the Special Rupee Vostro Account significantly enhances the framework for international trade settlement in INR, allowing Indian entities to mitigate exchange rate risks and encouraging broader use of the Indian currency in global markets.