sebi
The Securities and Exchange Board of India (SEBI) has issued an important circular revising the quarterly reporting format for Foreign Venture Capital Investors (FVCIs), which will take effect for the quarter ending September 30, 2024. Under Regulation 13(1) of the SEBI (FVCI) Regulations, 2000, FVCIs must submit quarterly reports regardless of whether any investments were made during the respective quarter. The updated reporting format is detailed in Annexure-1 and includes essential information such as:
Custodians hold the responsibility to ensure the timely submission of these reports as mandated by Regulation 14(2). The deadlines for submission are as follows:
Both reports should be submitted in Excel format via email. Starting from the quarter ending March 31, 2025, all submissions will transition to SEBI's intermediary portal and must be submitted within 15 calendar days following the quarter's end. This circular, issued under Sections 11(1) and 11A of the SEBI Act, aims to protect investor interests and enhance market transparency.
Securities and Exchange Board of India
| Sl. No | Particulars | Details |
|---|---|---|
| 1. | Name of the FVCI | |
| 2. | SEBI Registration No | |
| 3. | Date of grant of SEBI Registration | |
| 4. | Date of Incorporation/Establishment | |
| 5. | Country of Incorporation/Establishment | |
| 6. | Legal Form of FVCI | |
| 7. | Investment Manager/Advisor, if applicable | |
| 8. | Principal Place of Business | |
| a. Country | ||
| b. Regulator signatory to IOSCO MMOU (Yes/No) | ||
| c. Central Bank membership in BIS (Yes/No) | ||
| d. FATF public statement jurisdiction deficiencies (Yes/No) | ||
| 9. | PAN of FVCI | |
| 10. | Address of FVCI | |
| 11. | Contact Details | |
| a. Name of Contact Person/Compliance Officer | ||
| b. Designation | ||
| c. Communication Address | ||
| d. Phone Number | ||
| e. Email ID | ||
| 12. | Name of the Custodian | |
| 13. | Name of the Global Custodian, if applicable | |
| 14. | Name of Designated Bank | |
| 15. | Regulated by an appropriate foreign regulator (Yes/No) | |
| a. Name of regulator | ||
| b. Registered category | ||
| 16. | Registered with SEBI in another category (Yes/No) | |
| Entity name, Category, Registration No., Date of Registration | ||
| 17. | Details of Directors | |
| Sl. No, Name, Nationality, Address, Contact No., Email Address | ||
| 18. | Any instance of securities law violation (Refer Form A under FVCI Regulations) | |
| 19. | Name of Tax Consultant in India (if applicable) |
Total Investible Funds (in Rs. Crores)
Definition: "Investible Funds" means funds committed for investment in India, net of fund administration and management expenses.
Brief Investment Details of the FVCI in India (Rs. Crore)
| Investment Details | In Equity | In Debt | In AIF/Venture Capital Funds | Total |
|---|---|---|---|---|
| Listed | ||||
| Unlisted |
Investment Details (in Rs. Crores)
| Name of Scheme/Fund | Duration of Scheme/Fund | Cumulative Investments under Regulation 11(c)(i) | Cumulative Investments under Regulation 11(c)(ii) | Total Investment (A + B + C + D) | % of Investments under 11(c)(i) |
|---|---|---|---|---|---|
| Investments (A) | % of Total Investible Funds in (A) | In Listed Companies (B) | In Debt (C) | In SPVs (D) | Total (B + C + D) |
| % of Total Investible Funds in (B + C + D) |
Industry-wise Investment Breakdown (Cumulative) (in Rs. Crores)
| Sr. No | Industry | Amount Invested Directly | Amount Invested Through VCFs/AIFs | Total |
|---|---|---|---|---|
| 1 | Biotechnology | |||
| 2 | Information Technology | |||
| 3 | Nanotechnology | |||
| 4 | Seed Research and Development | |||
| 5 | Pharmaceutical | |||
| 6 | Dairy Industry | |||
| 7 | Poultry Industry | |||
| 8 | Production of Biofuels | |||
| 9 | Infrastructure Sector | |||
| 10 | NBFC | |||
| 11 | Others (dropdown as below) |